-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uj0K073Vkj3TLyTrh0Uo6kMaHRYuFG+qwNBcci2OwkAhCN/HZi+r+vnx74YrKPO+ SNjt9OWcm+E3cUrlWko/Rw== 0000350077-09-000005.txt : 20090416 0000350077-09-000005.hdr.sgml : 20090416 20090416164104 ACCESSION NUMBER: 0000350077-09-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090416 DATE AS OF CHANGE: 20090416 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAMACHE BRIAN R CENTRAL INDEX KEY: 0001200086 FILING VALUES: FORM TYPE: SC 13D/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33326 FILM NUMBER: 09754094 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 SC 13D/A 1 form13d.htm GAMACHE THIRD AMENDMENT form13d.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Amendment No. 3)
Under the Securities Exchange Act of 1934



WMS INDUSTRIES INC.
(Name of Issuer)



Common Stock
(Title of Class of Securities)



969-901-107
(CUSIP Number)



Brian R. Gamache
Chairman and Chief Executive Officer
WMS Industries Inc.
800 South Northpoint Blvd.
Waukegan, Illinois 60085
(847) 785-4000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)



April 8, 2009
(Date of Event Which Requires Filing of this Statement)



If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box _____.


 
1
 

1     NAME OF REPORTING PERSON

Mr. Brian R. Gamache

2     CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

a     [ ]

b     []

3     SEC USE ONLY _____________________________________________________

4     SOURCE OF FUNDS *

Not applicable

5     CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)[_]

6     CITIZENSHIP OR PLACE OF ORGANIZATION

Mr. Gamache is a citizen of the United States of America.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

7     SOLE VOTING POWER:
3,515,328

8     SHARED VOTING POWER:
Mr. Gamache does not share voting power over any shares of the Issuer.

9     SOLE DISPOSITIVE POWER:
710,953

10    SHARED DISPOSITIVE POWER:
Mr. Gamache does not share dispositive power over any shares of the Issuer.

11    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
3,515,328

12    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
      _____.

13    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Based on 49,323,525 shares of common stock outstanding as of January 30, 2009 as reported in the Issuer’s quarterly report for the quarter ended December 31, 2008:
7.13%

2
14    TYPE OF REPORTING PERSON

IN

ITEM 1:  SECURITY AND ISSUER

This Amendment No. 3 amends the Statement on Schedule 13D previously filed with the Securities and Exchange Commission by Mr. Brian R. Gamache with respect to common stock, par value $0.50 per share of the Issuer, WMS Industries Inc., a Delaware corporation, whose principal executive office is located at 800 South Northpoint Blvd., Waukegan, Illinois 60085 as follows:

ITEM 3:  SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

(a)  
2,414,955 of the shares are not owned by Mr. Gamache, however Mr. Gamache holds voting rights by proxy pursuant to a Voting Proxy Agreement between Mr. Sumner Redstone, National Amusements, Inc., Mr. Gamache and WMS Industries (the “S. Redstone Voting Proxy Agreement”), which agreement is discussed in more detail under Item 6 below and attached hereto as Exhibit 2 under Item 7 below;
(b)  
300,000 of the shares are not owned by Mr. Gamache, however Mr. Gamache holds voting rights by proxy pursuant to a Voting Proxy Agreement between Ms. Phyllis Redstone, Mr. Gamache and WMS Industries (the “P. Redstone Voting Proxy Agreement”), which agreement is discussed in more detail under Item 6 below and attached hereto as Exhibit 1 under Item 7 below;
(c)  
11,648 of the shares were awarded as restricted stock by the Issuer as compensation for serving as an officer of the Issuer and such restrictions have lapsed; 89,420 of the shares were awarded as restricted stock by the Issuer as compensation for serving as an officer of the Issuer and such restrictions will lapse over time;
(d)  
24,900 of the shares were purchased in the open market using Mr. Gamache’s personal funds; and
(e)  
674,405 of the shares are currently subject to stock options which may be exercised currently or within 60 days and such options were awarded to Mr. Gamache by the issuer as compensation for serving as an officer and/or director of the Issuer.

ITEM 5:  INTEREST IN SECURITIES OF THE ISSUER

(a)  
Mr. Gamache is the beneficial owner of 3,515,328 shares or 7.13% of the common stock issued and outstanding of the Issuer.

(b)  
Mr. Gamache has sole voting power over 3,515,328 shares (7.13%) shares and sole dispositive power over 710,953 (1.44%) shares of common stock of the Issuer.

(c)  
The Reporting Person has effected the following transactions with respect to the Shares during the past 60 days:

Based on Amendments No. 56 and 57 to Schedule 13D, filed April 9, 2009 and April 10, 2009, respectively, by Sumner M. Redstone and National Amusements, Inc., the following sales of shares (1,582,600 shares in the aggregate) were made by National Amusements, Inc. which shares were subject to the S. Redstone Voting Proxy prior to their sale:

Date
Price per Share
Number of Shares
4/8/2009
$24.39
1,500
4/8/2009
24.38
900
4/8/2009
24.37
300
4/8/2009
24.35
2,900
4/8/2009
24.33
2,400
4/8/2009
24.31
100
4/8/2009
24.3
8,900
4/8/2009
24.29
3,637
4/8/2009
24.28
2,400
4/8/2009
24.27
900
4/8/2009
24.26
2,363
4/8/2009
24.25
28,249
4/8/2009
24.245
360
4/8/2009
24.24
7,072
4/8/2009
24.23
5,361
4/8/2009
24.22
4,066
4/8/2009
24.215
410
4/8/2009
24.213
377
4/8/2009
24.21
14,338
4/8/2009
24.2
33,194
4/8/2009
24.195
100
4/8/2009
24.19
3,839
4/8/2009
24.185
86
4/8/2009
24.18
6,239
4/8/2009
24.17
3,239
4/8/2009
24.16
6,180
4/8/2009
24.15
16,700
4/8/2009
24.145
200
4/8/2009
24.14
8,785
4/8/2009
24.13
11,162
4/8/2009
24.12
20,123
4/8/2009
24.115
100
 
3
Date
Price per Share
Number of Shares
4/8/2009
$24.11
11,871
4/8/2009
24.105
2,000
4/8/2009
24.1
20,561
4/8/2009
24.099
100
4/8/2009
24.095
600
4/8/2009
24.09
12,476
4/8/2009
24.08
25,267
4/8/2009
24.07
16,459
4/8/2009
24.065
300
4/8/2009
24.06
22,853
4/8/2009
24.05
26,787
4/8/2009
24.045
400
4/8/2009
24.04
11,896
4/8/2009
24.035
200
4/8/2009
24.03
9,700
4/8/2009
24.02
11,414
4/8/2009
24.015
100
4/8/2009
24.01
7,354
4/8/2009
24
43,082
4/8/2009
23.99
800
4/8/2009
23.98
600
4/8/2009
23.97
1,000
4/8/2009
23.96
4,300
4/8/2009
23.95
3,200
4/8/2009
23.94
4,200
4/8/2009
23.93
1,765
4/8/2009
23.92
1,200
4/8/2009
23.91
1,400
4/8/2009
23.9
6,635
4/9/2009
22.6
216,272
4/9/2009
22.61
45,441
4/9/2009
22.62
35,385
4/9/2009
22.625
100
4/9/2009
22.63
6,819
4/9/2009
22.64
54,762
4/9/2009
22.65
23,300
4/9/2009
22.66
6,300
4/9/2009
22.67
9,938
4/9/2009
22.68
5,500
4/9/2009
22.69
2,146
4/9/2009
22.7
32,223
4/9/2009
22.71
8,700
4/9/2009
22.72
4,600
4/9/2009
22.73
2,600


 
4
 


Date
Price per Share
Number of Shares
4/9/2009
$22.74
10,100
4/9/2009
22.75
6,700
4/9/2009
22.76
1,800
4/9/2009
22.77
4,700
4/9/2009
22.78
26,224
4/9/2009
22.79
3,272
4/9/2009
22.8
50,600
4/9/2009
22.803
100
4/9/2009
22.805
500
4/9/2009
22.81
27,100
4/9/2009
22.815
600
4/9/2009
22.82
28,300
4/9/2009
22.825
500
4/9/2009
22.83
21,070
4/9/2009
22.835
100
4/9/2009
22.84
19,658
4/9/2009
22.845
600
4/9/2009
22.85
29,000
4/9/2009
22.855
600
4/9/2009
22.86
20,282
4/9/2009
22.865
400
4/9/2009
22.87
15,730
4/9/2009
22.875
300
4/9/2009
22.88
11,600
4/9/2009
22.885
1,400
4/9/2009
22.89
9,500
4/9/2009
22.895
300
4/9/2009
22.9
19,800
4/9/2009
22.91
18,900
4/9/2009
22.92
21,967
4/9/2009
22.925
300
4/9/2009
22.93
19,653
4/9/2009
22.93
100
4/9/2009
22.94
19,091
4/9/2009
22.945
800
4/9/2009
22.95
25,100
4/9/2009
22.955
400
4/9/2009
22.96
17,400
4/9/2009
22.965
200
4/9/2009
22.97
16,100
4/9/2009
22.975
400
4/9/2009
22.98
11,803
4/9/2009
22.99
11,342
4/9/2009
23
18,100


 
5
 


Date
Price per Share
Number of Shares
4/9/2009
$23.01
3,078
4/9/2009
23.02
1,500
4/9/2009
23.03
100
4/9/2009
23.04
500
4/9/2009
23.05
100
4/9/2009
23.06
200
4/9/2009
23.1
500
4/9/2009
23.12
200
4/9/2009
23.13
200
4/9/2009
23.15
1,600
4/9/2009
23.16
700
4/9/2009
23.17
1,100
4/9/2009
23.18
1,200
4/9/2009
23.19
1,400
4/9/2009
23.2
1,300
4/9/2009
23.205
200
4/9/2009
23.21
200
4/9/2009
23.22
300
4/9/2009
23.23
824
4/9/2009
23.24
100
4/9/2009
23.25
6,700
4/9/2009
23.26
1,800
4/9/2009
23.27
400
4/9/2009
23.28
1,200
4/9/2009
23.29
2,400
4/9/2009
23.3
13,120
4/9/2009
23.31
6,400
4/9/2009
23.32
3,854
4/9/2009
23.33
4,131
4/9/2009
23.335
100
4/9/2009
23.34
769
4/9/2009
23.345
400
4/9/2009
23.35
1,600
4/9/2009
23.36
2,600
4/9/2009
23.37
1,400
4/9/2009
23.38
3,200
4/9/2009
23.39
700
4/9/2009
23.4
3,900
4/9/2009
23.41
700
4/9/2009
23.42
1,500
4/9/2009
23.43
1,400
4/9/2009
23.44
2,100
4/9/2009
23.45
908
4/9/2009
23.455
492


 
6
 


Date
Price per Share
Number of Shares
4/9/2009
$23.46
500
4/9/2009
23.47
900
4/9/2009
23.48
100
4/9/2009
23.5
9,800
4/9/2009
23.51
1,500
4/9/2009
23.53
300
4/9/2009
23.54
2
4/9/2009
23.56
1,100
4/9/2009
23.57
700
4/9/2009
23.59
1,000
4/9/2009
23.63
1,600
4/9/2009
23.64
1,573
4/9/2009
23.645
100
4/9/2009
23.65
2,327
4/9/2009
23.66
2,700
4/9/2009
23.67
2,356
4/9/2009
23.68
2,644
4/9/2009
23.69
3,044
4/9/2009
23.7
700
4/9/2009
23.71
854
4/9/2009
23.72
1,100
4/9/2009
23.73
5,800
4/9/2009
23.74
800
4/9/2009
23.75
627
4/9/2009
23.76
1,750
4/9/2009
23.77
700
4/9/2009
23.79
470
4/9/2009
23.8
100
4/9/2009
23.82
600
4/9/2009
23.83
299
4/9/2009
23.84
900
4/9/2009
23.85
400
4/9/2009
23.86
400
4/9/2009
23.87
300
4/9/2009
23.88
200
4/9/2009
23.92
600
4/9/2009
23.94
700
4/9/2009
23.95
200
4/9/2009
23.96
300
4/9/2009
23.97
600
4/9/2009
23.98
700
4/9/2009
23.99
1,700
4/9/2009
24
1,400
4/9/2009
24.005
300


 
7
 


Date
Price per Share
Number of Shares
4/9/2009
$24.01
400
4/9/2009
24.015
600
4/9/2009
24.02
200
4/9/2009
24.03
200
4/9/2009
24.04
1,144
4/9/2009
24.05
656
4/9/2009
24.06
1,700
4/9/2009
24.07
1,014
4/9/2009
24.08
86
4/9/2009
24.09
300
4/9/2009
24.1
1,600
4/9/2009
24.11
1,600
4/9/2009
24.12
900
4/9/2009
24.125
100
4/9/2009
24.13
2,800
4/9/2009
24.14
6,200
4/9/2009
24.15
9,085
4/9/2009
24.16
7,084
4/9/2009
24.165
100
4/9/2009
24.17
6,460
4/9/2009
24.175
500
4/9/2009
24.18
2,401
4/9/2009
24.19
2,999
4/9/2009
24.195
100
4/9/2009
24.2
4,629
4/9/2009
24.205
100
4/9/2009
24.21
1,700
4/9/2009
24.22
842
4/9/2009
24.23
200
4/9/2009
24.24
900
4/9/2009
24.25
200
4/9/2009
24.26
1,200
4/9/2009
24.28
700
4/9/2009
24.31
200
4/9/2009
24.32
100
4/9/2009
24.34
200


d. N/A

e. N/A


 
8
 


SIGNATURE

      After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.




April 16, 2009                                                                              /s/ Brian R. Gamache
By: Brian R. Gamache


 
9

 

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